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As the leading financial advisory firm in Hong Kong, Convoy upholds its core values of Passion, Integrity and Professionalism in providing the best advices and service to help customers investing in their future.

 

We are looking for high calibre candidates to share our vision and venture our success.

Officer/Senior Officer, Legal & Compliance

As the leading financial advisory firm in Hong Kong, Convoy upholds its core values of Passion, Integrity and Professionalism in providing the best advices and service to help customers investing in their future.

 

Due to our business expansion, we are looking for high calibre candidates to share our vision and venture our success.

Responsibilities:

 

  • Be part of the central compliance team to conduct compliance review on different Convoy regulated entities.
  • Carry out regular trainings and update training materials whenever necessary.
  • Answer enquiries received from staff/ consultants in relation to the compliance policies and procedures
  • Review marketing materials for all Convoy entities
  • Review and update compliance policies and procedures where necessary
  • Assist any ad hoc compliance projects as required by the Group.

 

Requirements:

 

  • University graduate with a minimum of 2 years experiences
  • Candidate who possess more experience may be considered as Senior Officer.
  • Experience in handling SFC, MPFA and IA regulations prefer
  • Good communication skill
  • Self-motivated and pro-active team player
  • Excellent command of written and spoken English and Chinese.

 

We offer competitive remuneration including career prospects to the right candidate. Interested parties please send detailed resume with availability, current and expected salaries to Human Resources Department, Convoy Global Holdings Limited, 5/F Trust Tower, 68 Johnston Road, Wan Chai, Hong Kong or by clicking the Apply Now button and upload your CV and cover letter.

 

(All applications will be treated in strict confidence and used for recruitment purpose within Convoy Global Holdings Limited only. All applicants are kept on file one year from the date of the application.)

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