Board of Directors

Board of Directors

The company was listed on the Stock Exchange on 13 July 2010 and independent directors selected to join the executives in ensuring good corporate governance. Convoy is the largest independent financial advisor listed in Hong Kong.

Mr. Wong Lee Man, Quincy

Group Chairman and Executive Director, Convoy Global Holdings Limited

Mr. Wong Lee Man, Quincy was appointed as Chairman and Executive Director of the Group on 12 March 2010. Mr. Wong is the director of 7 subsidiaries of the Group. He is also the Chairman of Convoy Global Holdings Limited. Mr. Wong joined the Group in November 1998 and led the Group transforming into a IFA company, which is a pioneer in personal financial planning business. He served in different functions in the Group, including consultancy force, operations and regional expansions. He is now responsible for the Group's independent financial advisor (IFA) business, providing advice on the overall management and strategic development of the Group.

With over 20 years' experience in financial services industry, Mr. Wong has gained all-round knowledge in respect of the development of Hong Kong financial service industry and has established a strong network through working with both international and local financial companies in Hong Kong. Moreover, Mr. Wong is the Founding Member and Honorary Secretary of the Independent Financial Advisors Association Limited in Hong Kong.

Mr. Wong always strives for innovations and changes; he has participated in various marathons in different regions. In 2011, he successfully completed a 6-day, 254km marathon in Sahara desert; in 2013, he joined the North Pole Marathon and finished his race as the second place of Hong Kong team. In 2015, he completed the Antarctic 100K Marathon in 3rd place and became the first Hong Kong contestant to cross the finish line in history.

He is a well-known article contributor for major local newspaper and online media. He is also the guest host of various radio programme.


Ms. Fong Sut Sam, Rosetta

Group Vice Chairman and Executive Director, Convoy Global Holdings Limited
Chairlady, Convoy Social Fund
 

Ms. Fong Sut Sam, Rosetta, was appointed as the Vice Chairman of Convoy Global Holdings Limited on 1 January 2015. She is also the Director of 6 subsidiaries of the Company. Ms. Fong is responsible for the Group's brand building and cultural development, as well as corporate social responsibilities. Ms. Fong joined the Group in 1998 and took leadership roles in various aspects of the company. In 2016, she has become the Chairlady of Convoy Social Fund, serving the community through supporting different charity projects. Her exceptional achievement in the financial industry and contribution to the community earned her the title of "Benchmark Most Extraordinary Women in Finance 2009" and "Excellence in Achievement of World Chinese Young Entrepreneurs 2014" respectively.

Ms. Fong has been appointed by Chief Executive of the Hong Kong Government as the panel member of 2 Appeal Boards, including Municipal Services, Housing, and as a lay member of Solicitors Disciplinary Tribunal Panel; as well as the Investigation Panel A of the Hong Kong Institute of Certified Public Accountants. She is also a member of Marketing Management Committee of Hong Kong Management Association, Advisory Board member of the Social Ventures Hong Kong (SVhk) and Executive Committee member of Green Monday. In Aug 2015, Ms. Fong joined the Advisory Board of the CUHK MBA Programs and she is also the advisory Board member of the CUHK Center for Entrepreneurship.


Mr. Ng Wing Fai

Group President and Executive Director, Convoy Global Holdings Limited

Mr. Ng Wing Fai is the Group President and Executive Director of Convoy. Mr. Ng leads the group to implement the short-term and long-range investment projects. He also helps identify the key investment and development opportunities for sustainable and profitable growth.

Mr. Ng holds a Master of Business Administration from Harvard University and a Bachelor of Arts Degree from Cambridge University. Mr. Ng is the Managing Partner and Founding Partner of Primus Pacific Partners, an Asian private equity fund with a focus on financial services. At Primus Pacific Partners, Mr. Ng oversees substantial investments in New China Life Insurance Co., Ltd., the fourth largest life insurance company in China, EON Bank, the seventh largest bank in Malaysia, and a number of significant assets around the world. Mr. Ng was previously the Managing Director of Fubon Financial Holding Co., Ltd. ("Fubon Financial"), the largest financial conglomerate in Taiwan and was in charge of Fubon Financial's overall strategy, capital markets, merger and acquisition activities and major change programs. During his tenure at Fubon Financial, Mr. Ng led the winning bids to acquire TaipeiBank in Taiwan and International Bank of Asia in Hong Kong. Prior to his position at Fubon Financial, Mr. Ng served as a Managing Director and Head of the Asia Pacific Financial Institutions Group at Salomon Smith Barney. Among his many transactions in the region, he represented and advised Fubon Financial in its strategic alliance with Citigroup in 2000. From 1998 to 1999, Mr. Ng led a team of bank specialists in advising the Government of Malaysia on recapitalizing and restructuring the banking industry. Previously, Mr. Ng was a Management Consultant at Booz Allen & Hamilton, specializing in financial services in the United States of America and Asia.


Dr. Cho Kwai Chee

Executive Director, Convoy Global Holdings Limited

Dr. Cho graduated from The University of Hong Kong and holds the qualifications of MBBS (HK), FHKCFP, FRACGP, DCH (London), DCH (RCP&SI), DCH (Glasgow) and DPD (Cardiff). He is also the member of the Standing Committee of the 13th Guangzhou Committee of the Chinese People’s Political Consultative Conference, the 5th Vice Chairperson of the board of directors of the Yan Oi Tong for the year 2016-2017, the director of Po Leung Kuk board of directors (2016-2017), the founder and Chairman of the Egive For You Charity Foundation Limited, the founder and Vice Chairman of United We Stand Foundation Limited, the founder and a director of Health Check Charity Funds Limited, the Chairman of Sha Tin District Community Fund Limited, the District President of Scout Association of Hong Kong Yau Tsim District, the School Manager of IMC of Yan Oi Tong Tin Ka Ping Secondary School, a member of HKTDC Professional Services Advisory Committee and the Permanent President of Hong Kong Shatin Industries and Commerce Association Limited. 

Dr. Cho is currently an executive director and the executive deputy chairman of Town Health International Medical Group Limited (Stock code: 3886), whose shares are listed on the Main Board of The Stock Exchange of Hong Kong Limited (the “Stock Exchange”).


Mr. Tan Ye Kai, Byron

Executive Director, Convoy Global Holdings Limited
Chief Executive Officer, Convoy Capital Hong Kong Limited and CSL Securities Limited

Mr. Tan Ye Kai was appointed as an executive director of our Company on 2 April 2015. Mr. Tan was graduated from the Deakin University in Australia with a bachelor degree with major in Information System and Finance in 1993. Mr. Tan was admitted as a member of the Australian Society of Certified Practising Accountants in 1995 and was qualified as a Chartered Financial Analyst of The Institute of Chartered Financial Analysts in 1997. Since February 2015, Mr. Tan has been the chief executive officer of Convoy Capital Hong Kong Limited which is an indirect wholly-owned subsidiary of the Company and is licensed by the Securities and Futures Commission of Hong Kong to carry out Type 6 (advising on corporate finance) regulated activity under the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) (the "SFO").

Mr. Tan oversees the Group's investment business, including corporate finance, securities brokerage and loan service. Mr. Tan has over 20 years of experience in the investment banking and financial services industry and has gained all-round experience through working for both international and local financial institutions including Carr Indosuez Asia Limited, Dao Heng Securities Limited, First Shanghai Securities Limited and Kingsway Financial Services Group Limited.


Ms. Chan Lai Yee, Christie

Executive Director, Convoy Global Holdings Limited

Ms. Chan, was appointed as an executive director of our Company on 15 February 2017. She graduated from The Hong Kong Polytechnic University with a Master Degree in Professional Accounting. She is a fellow member of the Association of Chartered Certified Accountants and a Certified Public Accountant of the Hong Kong Institute of Certified Public Accountants. She has over 20 years of experience in the field of accounting and financial management and previously worked in various listed and unlisted groups.

Ms. Chan was an independent non-executive director of Hong Kong Education (Int'l) Investments Limited (Stock code: 1082) (formerly known as Modern Education Group Limited), whose shares are listed on the Main Board of The Stock Exchange of Hong Kong Limited (the "Stock Exchange"), from March 2013 to November 2014. Ms. Chan was also a non-executive director of First Credit Finance Group Limited (Stock code: 8215) (formerly known as First Credit Holdings Limited), from January 2013 to June 2016, whose shares are listed on the Growth Enterprise Market of the Stock Exchange.


 

Mr. Wang Hong-Chiun, John

Non-Executive Director, Convoy Global Holdings Limited

Mr. Wang Hong-chiun, John, was appointed as a non-executive Director on 5 October 2016. Mr. Wang graduated from the University of California at Berkeley in 1988 with a Bachelor of Arts degree with a major in Economics. In 1996, Mr. Wang obtained his Master of Management degree from the J.L. Kellogg Graduate School of Management at Northwestern University. Mr. Wang had been an executive director in the Investment Management Division of Goldman Sachs (Asia) L.L.C. in Hong Kong and was employed by such company and one of its affiliates from August 1996 to December 2010. Mr. Wang worked at Citi Private Bank of Citigroup Inc. from December 2010 to February 2012, during which he held the positions of managing director and global market manager. Mr. Wang had been the president of 忠興開發股份有限公司 (Zhongxing Kaifa Co., Ltd.) from March 2015 to May 2016. Since March 2012, Mr. Wang has been a director of W.T.T. Investment Limited. Mr. Wang is currently the president of 儒記投資股份有限公司 (Ru Chi Investment Corporation Limited). Mr. Wang is currently an independent non-executive director of Town Health International Medical Group Limited (Stock code: 3886), a company whose shares are listed on the Main Board of The Stock Exchange of Hong Kong Limited (the "Stock Exchange").

 

Mr. Ma Yiu Ho, Peter

Independent Non-Executive Director, Convoy Global Holdings Limited

Mr. Ma Yiu Ho, Peter, was appointed as an independent non-executive Director on 16 March 2010. Mr. Ma is currently the financial controller of The Hong Kong Parkview Group Ltd., shares of which are listed on the Main Board. He has been a member of the Hong Kong Institute of Certified Public Accountants since February 1990 and a fellow member of the Association of Chartered Certified Accountants (UK) since April 1994. Mr. Ma obtained a Master of Business Administration Degree from the Hong Kong University of Science and Technology in November 1995. He is also an associate member of the Hong Kong Institute of Directors. He has over 20 years' experience in the finance and accounting field and worked as the financial controller, qualified accountant and authorised representative of VODone Limited, shares of which are listed on the Main Board of the Stock Exchange, chief financial officer of Superior Fastening Technology Limited, a Singapore listed company. Mr. Ma also worked for Standard Chartered Equitor Trustee HK Limited from June 1988 to September 1992 with his last position being the assistant manager of the institutional trust department. He has been employed as an examiner for the Hong Kong Government's audit department from September 1986 to June 1988.


Mr. Mak Ka Wing, Patrick

Independent Non-Executive Director, Convoy Global Holdings Limited

Mr. Mak is a solicitor of the High Court of Hong Kong and Managing Partner of Patrick Mak & Tse, Solicitors. Mr. Mak has over 20 years’ legal experience in the legal field. He was awarded the Common Professional Examination Certificate in Laws by The University of Hong Kong in 1995 and was awarded his Postgraduate Certificate in Laws (P.C.LL) by The University of Hong Kong in 1998.

Mr. Mak is currently an independent non-executive director of U-RIGHT International Holdings Limited (stock code: 627) and Fresh Express Delivery Holdings Group Co., Ltd. (formerly known as FU JI Food and Catering Services Holdings Limited) (stock code: 1175), each of the companies whose shares are listed on the Main Board of the Stock Exchange. Mr. Mak was an independent non-executive director of Tianli Holdings Group Limited (formerly known as EYANG Holdings (Group) Co., Limited) (stock code: 117) from 18 September 2013 to 15 July 2015. He was an independent non-executive director of Golden Shield Holdings (Industrial) Limited (in liquidation) (stock code: 2123) since 6 November 2014. A winding up order against Golden Shield Holdings (Industrial) Limited (in liquidation) (a company incorporated in Bermuda with limited liability and being an investment holding company and its subsidiaries being principally engaged in the production and sale of cotton yarns and grey fabric and trading of raw materials for textile products) was made by the High Court of Hong Kong on 11 May 2015 and the Official Receiver was appointed as its Provisional Liquidator. The subject winding-up petition was filed by a former legal adviser of Golden Shield Holdings (Industrial) Limited (in liquidation) in respect of a claim of approximately HK$833,000.


Mr. Chan Ngai Sang, Kenny

Independent Non-Executive Director, Convoy Global Holdings Limited

Mr. Chan Ngai Sang, Kenny was appointed as an independent non-executive Director of our Company on 2 April 2015. Mr. Chan is a partner and founder of Kenny Chan & Co., a firm of Certified Public Accountants (Practising). Mr. Chan has over 25 years of experience in accounting, taxation, auditing and corporate finance and was involved in several merger and acquisition and initial public offering projects. Mr. Chan holds a Bachelor of Commerce degree in Accounting and Finance from the University of New South Wales in Australia and is a member of the Institute of Chartered Accountants of New Zealand, the Association of International Accountants, the Australian Society of Certified Practising Accountants, the Hong Kong Institute of Certified Public Accountants (the "HKICPA") and the Taxation Institute of Hong Kong. Mr. Chan presently serves as the President of the Association of International Accountants – Hong Kong Branch and has been accredited as an Authorized Supervisor of the HKICPA. He also serves on several tribunals of the Government of the Hong Kong Special Administrative Region which includes the Mandatory Provident Fund Schemes Appeal Board, the Tsuen Wan District Fight Crime Committee and is a Honorary President of the Tsuen Wan District Junior Police Call. Mr. Chan served as the District Governor of Lions Clubs International District 303 – Hong Kong & Macao, China in the year 2009/2010. Mr. Chan is currently an independent non-executive director of TSC Group Holdings Limited (stock code: 0206), a company whose shares are listed on the Main Board of the Stock Exchange, and an independent non-executive director of Combest Holdings Limited (stock code: 08190), a company whose shares are listed on the Growth Enterprise Market of the Stock Exchange.


Mr. Pun Tit Shan

Independent Non-Executive Director, Convoy Global Holdings Limited

Mr. Pun, holds a master of business administration degree (with honour) from the University of Manchester. Mr. Pun is currently the chief investment officer of Astrum Capital Management Limited and is a licensed person to carry out Type 1 (dealing in securities), Type 2 (dealing in futures contracts) and Type 9 (asset management) regulated activities under the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) (the "SFO"). He has over 31 years of experience in the finance field, such as strategic dealing and arbitraging in the derivatives market, sales and marketing management in the primary and secondary equity market and sales and assets managing of high net-worth clients and investment advisory.

From 1984 to 1989, Mr. Pun was a chief trader and dealing room manager of legacy Po Sang Bank Ltd., Hong Kong and was a vice president and senior dealer of Credit Suisse, Hong Kong from 1989 to 1993, both focusing on foreign exchange and precious metals trading. From 1993 to 1994, he was a manager of Po Sang Financial Investment Services Co., Ltd. From 1994 to 1996, he was appointed as director of Po Sang Futures Ltd. and Chung Mao Commodities & Futures Ltd. From 1996 to 2003, he acted as vice president of Bank of China International Securities Ltd. looking after the stock options and the financial derivatives and the brokerage sales department. From 2003 to 2008, he was the responsible officer and director of Southwest Securities (HK) Brokerage Ltd. (formerly known as Tanrich Securities Co. Ltd.), Southwest Securities (HK) Asset Management Ltd. (formerly known as Tanrich Asset Management Ltd.), and Southwest Securities (HK) Futures Ltd. (formerly known as Tanrich Futures Ltd.). From 2008 to 2015, he was the responsible officer of Haitong International Securities Co. Ltd., Haitong International Futures Ltd., and in the years of 2008 to 2014, he was also the responsible officer of Haitong International Asset Management Ltd. In January 2015 to September 2015, he was also the responsible officer of Haitong International Consultants Ltd. of which the principal activities were engaged in asset management.

Currently, he is the vice-chairman of Institute of Financial Analyst and Professional Commentator; a member of Lions Club of Hong Kong Shouson Hill and the Honorary Consultant of Hong Kong Ningxia Youth Association (香港寧夏青年會) since 2015. Mr. Pun was previously a board director of Hong Kong Futures Exchange Ltd. (1995-1999); a board director of Hong Kong Stock Exchange Options Clearing House Ltd. (1997-2000); a membership committee member of Hong Kong Securities Institute (1998-2002); a panel member of Derivatives Market Consultative Panel (2000-2003); and a committee member of Hong Kong Securities Institute Professional Education Committee (2002-2004). Mr. Pun is currently an independent non-executive director of China New Economy Fund Limited (Stock Code: 80), a company whose shares are listed on the Main Board of The Stock Exchange of Hong Kong Limited (the "Stock Exchange").